Brownstein’s ethics and compliance team assists clients with the design and implementation of ethics-based compliance programs, including:
- Conducting risk assessments to identify key areas requiring compliance policies.
- Developing and refining codes of conduct and related compliance policies.
- Maintaining thorough documentation of compliance programs and policies.
- Creating and executing whistleblowing programs to ensure safe reporting channels.
- Establishing monitoring and auditing procedures, including reporting systems, to assess program effectiveness.
- Developing frameworks for disciplinary actions, program updates and corrective measures.
- Providing oversight of compliance and ethics programs at the board and management levels.
- Act as monitors overseeing compliance programs.